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Disclosure

ProActive Capital Management, Inc. (“PCM”) is a registered investment adviser with the Securities and Exchange Commission located in Topeka, KS. Such registration does not imply a certain level of skill or training. PCM’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of PCM’s web site on the Internet should not be construed by any consumer and/or prospective client as PCM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by PCM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of PCM, please contact the state securities regulators for those states in which PCM maintains a registration filing. A copy of PCM’s current written disclosure statement discussing PCM’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from PCM upon written request. PCM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to PCM’s website or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

This website and information are provided for guidance and information purposes only.  Investments involve risk and unless otherwise stated, are not guaranteed. Past performance does not guarantee future performance. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.

Certified Financial Planner™ (CFP®): The CFP® certification is a voluntary certification that requires course study and the passing of an examination to attain, and ongoing continuing education thereafter. It is recognized in the United States and a number of other countries for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice; and (3) ethical requirements that govern professional engagements with clients.  To attain the right to use the CFP® marks, an individual must satisfactorily fulfill requirements in the following areas:  education, examination, experience, and ethics. CFP® professionals who fail to comply with specific standards and requirements may be subject to CFP Board’s enforcement process, which could result in suspension or permanent revocation of their CFP® certification.


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ADV Part 3 Client Relationship Summary

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